1. Use
a. Footnotes
There are five types of notes, any or all of which might be used in a research paper or thesis. They are:
(a) Every direct quotation, each statement of fact that is not generally known or self evident, and any interpretation borrowed from another source. Usually these sources will be written, published or unpublished, but they may also include interviews and oral recordings.
(b) Cross references to other parts of the narrative or other footnotes, when it is necessary to treat different aspects of the topic at different points in the narrative.
(c) Explanatory notes to amplify or qualify statements in the narrative. These should be used only when the writer believes it necessary to something outside the narrative.
(d) Bibliographical notes to cite numerous sources or contrasting accounts on the same point; to give leads to the reader for further study. Normally, this type of situation refers to all the material back to the preceding citation.
(e) Acknowledgments (which writers of research papers or theses do not use).Notes are vital to scholarly studies but should be used only when necessary and then kept as brief as possible, within reason. There are few things more annoying to the reader than to attempt to read a thin narrative with many long, detached or explanatory notes. The reader should be given enough information in the note to find the source.
b. Bibliographic Entries
Entries for bibliographies should be categorized according to importance in the following order:
- manuscripts (archival materials)
- unpublished documents (all unpublished materials not in archives, such as manuscripts in the possession of authors, interviews or letters from protagonists, oral history)
- public documents (all public documents that are published)
- books
- articles
- newspapers
- other
For further details on the form, consult The Chicago Manual of Style, 14th ed. (Chicago: University of Chicago Press, l993); Wood Gray, Historians Handbook 2nd ed. (Boston: Houghton Mifflin, l964); or Frank Freidel, Harvard Guide to American History (Cambridge: Harvard University Press, 1974).
2. Basic Forms for Footnotes and Bibliographic Citations
a. Footnotes
(1) For footnotes, the first time a source is cited, the note should include the name of the author or editor in its regular order and without title (not reversed); the title of the work underlined (or italicized); the facts of publication (edition, volumes if multiple, place, and date); volume number if multiple; and page. Subsequent citations should use a shorter form
(2) After you have once cited a book or other reference you should refer to it with a shorter form thereafter throughout your paper, for example, Ezell, The South Since 1865, 107.
(3) Do not use op. cit. (opere citato) meaning in the place cited. This form is dated.
(4) If you cite an item immediately after the previous footnote, use Ibid. (Ibidem) meaning "in the same place." If the item is on another page, use Ibid. followed by a comma and the new page number. Ibid. is also used to repeat as much of the preceding reference as possible. For example, it can be used to repeat the author and title of multi-volume works followed by a comma and the volume and page number cited. When noting a different work by the same author, use id. (for idem, "the same man or persons") or ead. (eadem "the same woman").
(5) Other frequently used abbreviations:(a) ca. (circa) meaning "at or near a given date."
(b) cf. (confer, compare, or consult).
(c) i.e. (id est, "that is").
(d) et al. (et alii) meaning "and others," to be used for multiple authors, etc.
(e) e.g. (exampli gratia) meaning "for example."
(f) n. ("note").
(g) passim ("here and there").
(h) sic ("thus") italicized in brackets [ ] to indicate error in original quote.
(i) n.d. ("no date") if no date is given of publication, letter, etc.(6) Numbering
The note should be introduced in the text with an Arabic number superscripted above the line, following any punctuation or periods (if using a typewriter, then raise the footnote 1/2 space above the line). This number should come after the sentence or passage to which the note will refer except in cases of direct quotation, or when two or more different citations are made in the same sentence. In the latter instances, the note numeral should be inserted immediately after the punctuation of the quotation or the statement cited. Note numbers should follow in numerical order throughout the paper. In the case of a thesis, they should run consecutively through each chapter.(7) Position
Footnotes should be arranged in numerical order at the bottom of the page that contains the number, and endnotes at the end of the paper, beginning on a new page. Footnotes should be started and completed on the same page. They should be separated from the text by a solid line extending no more than half-way across the page. The Arabic number in the footnote should be superscripted. The first line of the footnote should be indented five spaces, as with the first sentence of a paragraph.b. Bibliographic Citations
The form for bibliographic entries is the same except in the case of authors, with the last name coming first, followed by a comma, a period after the first name and after the title of the book. Following the title, list the volumes, edition, place of publication, publisher and date. Do not enclose this information in parentheses as you do in a footnote. These are then arranged alphabetically, and the same is true of articles.
3. Examples of Footnotes and Bibliographic Citations
The first line of a footnote is idented five spaces (or an equivalent measure) from the left-hand margin. Subsequent lines go back to the left margin.
The first line of a bibliographic citation starts on the left margin, but subsequent lines are indented five spaces (or an equivalent measure).
a. Books
Footnote/Endnote 1John Samuel Ezell, The South Since 1865 (New York: Macmillan, 1963), 84.
Bibliographic
Citation
- Ezell, John Samuel. The South Since 1865. New York:
- Macmillan, 1963.
Footnote/Endnote 1Harry S. Truman, Memoirs, 2 vols. (Garden City, NY: Doubleday, 1955 and 1956), 1:324.
Bibliographic
Citation
- Truman, Harry S. Memoirs. 2 vols. Garden City, NY:
- Doubleday, 1955 and 1956.
Footnote/Endnote 1Henry Steele Commager, ed., Documents of American History, 8th ed. (New York: Appleton, Century, Crofts, 1968), 146.
Bibliographic
Citation
- Commager, Henry Steele, ed. Documents of
- AmericanHistory. 8th ed. New York: Appleton, Century, Crofts, 1968.
Footnote/Endnote 1Tacitus Histories 4.29-30 (trans. R. Warner).
Bibliographic
CitationTacitus Histories. Translated by R. Warner.
A note on classical sources: Abbreviations are used extensively for author and title of a work, for collections, and for journals and reference works; see the lists of abbreviations in the Oxford Classical Dictionary (3rd ed.) and L'Année philologique. References are made not to pages but to parts of works (e.g., books, sections, lines).b. Articles
Footnote/Endnote 1L. A. Weissberger, "Machiavelli and Tudor England," Journal of Political Economy 42 (February 1927), 589.
Bibliographic
Citation
- Weissberger, L. A. "Machiavelli and Tudor England."
- Journal of Political Economy 42 (February 1927): 581-96.
Footnote/Endnote 1"Schooling for a Speaker," Time, 14 June 1954, 54.
Bibliographic
Citation"Schooling for a Speaker." Time, 14 June 1954. c. Newspapers
Footnote/Endnote 1"New Political Disclosures," New York Times, 21 January 1949.
Bibliographic
Citation
- "New Political Disclosures," New York Times, 21
- January 1949.
Footnote/Endnote 1"State Enjoys Budget Surplus," Sioux Falls (South Dakota) Argus Leader, 12 August 1966.
Bibliographic
Citation
- "State Enjoys Budget Surplus," Sioux Falls (South
- Dakota) Argus Leader, 12 August 1966.
d. Public Documents
Footnote/Endnote 1U.S., Congress, Senate, Committee on Labor and Public Welfare, Hearings on S. 240, Labor Relations, 81 Cong., 1 sess., 1949, S. Rept. 34, pp. 1124-25.
Bibliographic
Citation
- U.S. Congress. Senate. Committee on Labor and
- PublicWelfare. Hearings on S. 240, Labor Relations, 81 Cong., 1 sess., 1949, S. Rept. 34.
Footnote/Endnote 1U.S., Congress, Senate, Senator Blank speaking for the Amendment of the Standing Rules of the Senate, S. Res. 103, 89th Cong., 1st sess., 14 November 1965, Congressional Record 102: 6522.
Bibliographic
Citation
- U.S. Congress. Senate. Senator Blank speaking for the
- Amendment of the Standing Rules of the Senate, S. Res. 103, 89th Cong., 1st sess., 14 November 1965, Congressional Record 102: 6522.
Footnote/Endnote 1U.S., Statutes at Large, vol. 67.
Bibliographic
CitationU.S. Statutes at Large, vol. 67.
Footnote/Endnote 1Reynolds v. Sims, 377 U.S. 533 (1964).
(No italics in court citations.)Bibliographic
CitationReynolds v. Sims, 377 U.S. (1964.)
(Same as footnote, omitting only page number.)e. Book Reviews
Footnote/Endnote 1Gilbert C. Fite, review of Nevada's Key Pittman, by Fred L. Israel, The Journal of American History 51 (June 1964), 133.
Bibliographic
Citation
- Gilbert C. Fite. Review of Nevada's Key Pittman, by
- Fred L. Israel. The Journal of American History 51 (June 1964): 133-34.
f. Theses/Dissertations
Footnote/Endnote 1Barton J. Bernstein, "The Politics of Inflation" (unpublished Ph.D. dissertation, Harvard University, 1968), 84.
Bibliographic
Citation
- Bernstein, Barton J. "The Politics of Inflation."
- Unpublished Ph.D. dissertation, Harvard University, 1968.
g. Manuscripts
Footnote/Endnote 1Harry S. Truman to Elbert D. Thomas, 23 August 1945, Harry S. Truman Library, Archives, Truman Papers, OF 245.
Bibliographic
CitationHarry S. Truman Library. Archives. Truman Papers. h. Interviews, Letters
Footnote/Endnote 1Interview with Harry S. Truman, Harry S. Truman Library, Independence, Missouri, 3 August 1961.
Bibliographic
Citation
- Truman, Harry S. Harry S. Truman Library,
- Independence, Missouri. Interview, 3 August 1961.
Footnote/Endnote 1Letter to the author, from James J. Reynolds, 19 September 1961.
Bibliographic
Citation
- Reynolds, James J. Letter to the author. 19 September
- 1961.
i. CD-ROM
Footnote/Endnote 1Martin L. Sternberg, The American Sign Language Dictionary on CD-ROM, Windows vers. CD-ROM (New York: Harper Collins, 1994).
Bibliographic
Citation
- Sternberg, Martin L. A. The American Sign Language
- Dictionary on CD-ROM. Windows vers. CD-ROM. New York: Harper Collins, 1994.
j. FTP Sites
Footnote/Endnote 1Gregor Heinrich, , "Where There is Beauty, There is Hope: Sau Tome e Principe," [ftp.cs.ubc.ca/pub/local/
FAQ/african/gen/saoep.txt], July 1994.Bibliographic
Citation
- Heinrich, Gregor. [100303.100@compuserve.com].
- "Where There is Beauty, There is Hope: Sau Tome e Principe." [ftp.cs.ubc.ca/pub/local/FAQ/african/gen/saoep.txt]. July 1994.
k. WWW Home Pages
Footnote/Endnote 1Limb, Peter. "Relationships between Labour &
African Nationalist/Liberation Movements in Southern Africa." [http://neal.ctstateu.edu/history/world_history
/archives/limb-1.html]. May 1992.Bibliographic
Citation
- Limb, Peter. "Relationships between Labour & African
- Nationalist/Liberation Movements in Southern Africa." [http://neal.ctstateu.edu/history/
- world_history/archives/limb-1.html]. May 1992.
l. Listserv Messages
Footnote/Endnote 1Gretchen Walsh, [gwalsh@acs.bu.edu], "REPLY: Using African newspapers in teaching," in H-AFRICA, [h-africa@msu.edu], 18 October 1995.
Bibliographic
Citation
- Walsh, Gretchen. [gwalsh@acs.bu.edu]. "REPLY:
- Using African newspapers in teaching." In H-AFRICA. [h-africa@msu.edu]. 18 October 1995.
m. E-mail Messages
Footnote/Endnote 1Mel Page, [pagem@etsuarts.east-tenn-st.edu], "African dance...and Malawi," private e-mail message to Masankho Banda, [mbanda@igc.apc.org], 28 November 1994.
Bibliographic
Citation
- Page, Mel. [pagem@etsuarts.east-tenn-st.edu].
- "African dance...and Malawi." Private e-mail message to Masankho Banda, [mbanda@igc.apc.org]. 28 November 1994.
n. Videorecordings/Movies
Footnote/Endnote 1Itzak Perlman: In My Case Music, prod. and dir. Tony DeNonno, 10 min., Denonno Pix, 1985, videocassette
Bibliographic
Citation
- Perlman, Itzak. Itzak Perlman: In My Case Music.
- Produced and directed by Tony Denonno. 10 min. Denonno Pix, 1985. Videocassette.
4. Preparation for Publication
(1) If you plan to submit your paper for publication, consult the journal in which you wish to publish for the form of citation it follows.
(2) Remember that editors want all notes double-spaced and placed at the end of the paper.
(3) A paper submitted for consideration for publication does not include the bibliography of the original research paper.
(4) Always be certain to keep a photocopy or disk back-up in case the original is lost by the editor, reader or post office.
When a student submits work purporting to be his own, but which in any way borrows ideas, organization, wording, or anything else from a source without appropriate acknowledgment of the fact, the student is guilty of plagiarism. If someone else's exact words are used, the passage must be contained in quotation marks and noted. Making simple changes while leaving the organization, content, and phraseology intact is plagiarism. Ideas or themes need not be quoted exactly, but must be referenced in a note. Plagiarism in any form will not be tolerated.
20 April 1999, khh